National Ethics Bureau

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Welcome to the NEB Website.

The National Ethics Bureau (NEB) is an organization that provides services similar to the Better Business Bureau (BBB). However, NEB has an extensive nationwide background check process designed specifically for financial professionals. (See NEB Qualifications Check List)

The mission of the National Ethics Bureau is to promote ethics in the financial services industry. We do this in three ways:

1.	By providing comprehensive background checks on financial professionals.
2.	By providing ethics and compliance education and motivation for industry professionals.
3.	By maintaining a comprehensive resource directory of state and federal regulators and consumer protection agencies.

To learn more about our membership, sponsorship, or consumer services, e-mail us or call (800) 282-1831

NEW! Compliance FAQ's for Financial Services Companies

NEB In the News...

	San Diego—(BUSINESS WIRE)—Insurance Giant CNA, Marsh Consumer, and National Ethics Bureau Launch Groundbreaking E&O Insurance Program for Preferred-Risk Financial Professionals. More...

Dec 18, 2008
CNBC Features National Ethics Bureau

Most Popular Published Articles


	Sweat the Excess...For the Sprint Ahead Last month, I floated a contrarian idea: that when the economy begins to slow, it's time to crack open the champagne. Reason? After years of easy money, speculation, and excess, our economy is now resetting itself ... and preparing (hopefully) for more rational growth ahead.

	Is Your Ethics Edge Getting Dull? You're ethical right? You do thorough fact-finding with clients. You recommend only suitable products. You believe in full disclosure. And since you do these things, your clients believe you are ethical. So what's the problem?

	Full Disclosure for Optimal Trust "Perhaps the strongest case for full disclosure is the positive affect it has on one's stress level," he said. " When your default position is more disclosure, not less, then ethical quandaries and self-disputes vanish and you just do what comes naturally."

	The New Fiduciary Opportunity There's been a lot of talk about fiduciary standards these days. The Certified Financial Planner Board of Standards is hashing out a new fiduciary standard for advisers holding the CFP designation.