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GEORGE F. WELLS III
Member Status: APPROVED
Member Through: 12/27/2007
The
National Ethics Bureau (NEB) Research and Background Department
has confirmed that GEORGE F. WELLS has met the qualifications
for membership in the National Ethics Bureau™.
Passed EthicsCheck System™ for
2008
GEORGE F. WELLS has successfully passed
our EthicsCheck System™, which includes a seven year
background check for criminal, civil and business violations as
detailed below.
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GEORGE F. WELLS III
AUBURN HILLS, MI 48326
(248) 377-9569
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Criminal Background
Check
Verification of no felony or business-related misdemeanor convictions
or pending litigations. |
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National Association
of Securities Dealers
Verification of no pending or confirmed violations against public
interest. |
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Civil Background
Check
Verification of no business-related violations against public
interest or pending litigations. |
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Securities and Exchange
Commission
Verification of no pending or confirmed litigations or administrative
enforcement actions. |
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Professional License
Check
Verification of license to offer financial services, which may
include insurance and/or securities licenses. |
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State Departments
of Corporation, Commerce and Securities
Verification of no industry-related violations against public
interest or pending administrative actions. |
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Department of Insurance
Verification of no pending or confirmed
violations against public interest. |
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Other Federal, State
and Private Agencies
Utilization of other agencies and resources for further investigation
as needed. |
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PROFILE DETAILS
The following information is posted by the member and is therefore not verified by the NEB. |
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O V E R V I E W
| George is a Financial Advisor, Business Owner, and well-known speaker who helps Retirees protect, preserve and shield their assets from needless taxation, stock market risk, losses due to a nursing home stay and probate. George believes that relationship is the key to understanding his clients, and creates plans that will best suit their needs. He specializes in Transitional Planning helping Retirees secure wealth and avoid risk. George and his wife Charlene have recently expanded their family with the addition of their new baby girl, Florence. Florence brings joy and excitement to their days.
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E D U C A T I O N
| George has MBA Finance Studies from Oakland University, a Master of Science degree from Oakland University, and a Bachelor of Science Degree from the University of Toledo. In addition to his University studies, George strongly believes in the importance of staying current in a field with many changes. He spends a significant amount of time in local and national Training Seminars related to IRAs, changing laws, industry trends, and other topics of concern to his clients. |
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A S S O C I A T I O N S
| George is a qualified Certified Senior Advisor (CSA), Transitional Planner, Licensed Insurance Agent, Licensed Real Estate Agent, Mortgage Specialist, and a Member of the National Ethics Bureau. George is also a nationally recognized source for financial advice for Retirees. Recently he has been seen on Fox 2 News, and Comcast Public Access Television. He has been interviewed for several news publications including Advisor Today Magazine, Crain’s Detroit Business magazine, and the Detroit Free Press. |
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R E F E R E N C E S
| See George at www.legacyofamerica.com to see what people are saying about him. |
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| DISCLAIMER: The information in the Profile Details section of this document has been posted by the individual member and is therefore NOT verified by the NEB. All NEB members have been verified as to their qualifications for member approval, however, the NEB provides no guaranteed assurance or warranty of the ethical integrity of its members. Always make financial decisions on the basis of your own due diligence. For additional details and any public disclosures including complaints, settled allegations, resolved or unresolved disputes and compliance related violations, please contact your State Department of Insurance and/or the Financial Industry Regulatory Authority (FINRA). Contact information for these and other regulatory agencies can be found at www.ethicscheck.com/regcontact. The National Ethics Bureau is an independent organization and is not affiliated with any state or federal government agency. |
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