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Eric L. Scott 

Member Status: Approved
Member Through: 3/3/2011

Eric L. Scott has successfully passed the Ethics Check System, NEB’s annual seven-year background checks for membership-disqualifying criminal, civil, and business violations* and has agreed to maintain NEB membership standards.


EthicsCheck System™
Eric L. Scott 
Saint George, UT  84790
(435) 773-9444

Criminal Background Check Accredited Designation Check
Professional License Check
 State Securities Administrators
In addition, the following regulatory agencies have been checked for NEB membership-disqualifying violations.*
Securities and Exchange Commission (SEC) State Departments of Real Estate
dot State Departments of Insurance dot National Association of Realtors (NAR)
Financial Industry Regulatory Authority (FINRA)
 State Association of Realtors (SAR)
State Securities Administrators
 State Mortgage License Regulators
State Boards of Accountancy    
PROFILE DETAILS
The following information has been posted by the member and is therefore NOT verified by the NEB.
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O V E R V I E W
Eric L. Scott is a Series 65 Investment Advisor Representative. Eric has been successfully providing estate planning and financial services since 1983. He and his company continue his tradition of serving hundreds of clients throughout Utah providing professional and personalized service and up-to-date information for his clients. Through consistent effort and a reputation for outstanding service, he has built a solid base of satisfied clients. His firm specializes in estate planning for all sizes of estates; large and small. Eric helps his clients avoid paying unnecessary taxes—such as income taxes, social security taxes, capital gain taxes and estate taxes. He specializes in IRA distributions, helping his clients’ children inherit the maximum amount with the least amount of taxes to be paid. His experience, integrity and commitment to client satisfaction enable him to evaluate each client’s needs and desires and then formulate a strategy to achieve realistic financial objectives. To share his expertise with others, Eric conducts free educational workshops and seminars. As a community service, he teaches adults at Dixie State College Community Center and donates his time speaking to groups and organizations on estate planning, reducing taxes, planning for retirement, charitable giving, the mistakes retirees can make and many other subjects. Utah License #57440 Nevada License #197708
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E D U C A T I O N
Eric receives continual education, which keeps him up to date on all laws and financial information that could affect his client’s assets. Eric attended BYU Idaho and majored in Business Management. LUTCF ( Estate and Life Insurance Planning )
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A S S O C I A T I O N S
MDRT ( Million Dollar Round Table ) NAFIA ( National Association of Financial Insurance Advisors ) Chamber of Commerce ( St George, Utah ) Better Business Bureau
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R E F E R E N C E S
Investment Advisory Services provided by Brookstone Capital Management, LLC a registered investment advisory.

DISCLAIMER: All of the information in the “Profile Details” section of this profile has been posted by the member and is therefore NOT verified by the National Ethics Bureau (NEB). The NEB provides no guaranteed assurance or warranty of the ethical integrity of its members. Always make financial decisions on the basis of your own due diligence. For additional details and/or any public disclosures regarding this member, please contact the appropriate regulatory agency (see www.ethicscheck.com/regcontact). NEB is a member organization of background-checked financial professionals and is not affiliated with any state or federal government agency. NEB is not a financial designation, nor does it sell or endorse any financial products.

*For details on NEB membership standards and disqualifying violations, please call us at (800) 282-1831 or go to our website at: www.ethicscheck.com/standards.