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Peter J. D'Arruda
Member Status: APPROVED
Member Through: 5/21/2011
Peter J. D'Arruda has successfully passed the Ethics Check System, NEB’s annual seven-year background checks for membership-disqualifying criminal, civil, and business violations* and has agreed to maintain NEB membership standards.
EthicsCheck System™
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Peter J. D'Arruda
Cary, NC 27518
(919) 657-4201
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Criminal Background Check |
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Accredited Designation Check |
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Professional License Check
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State Securities Administrators
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In addition, the following regulatory agencies have been checked for NEB membership-disqualifying violations.*
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Securities and Exchange Commission (SEC) |
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State Departments of Real Estate |
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State Departments of Insurance |
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National Association of Realtors (NAR) |
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Financial Industry Regulatory Authority (FINRA)
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State Association of Realtors (SAR)
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State Securities Administrators
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State Mortgage License Regulators
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State Boards of Accountancy |
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PROFILE DETAILS
The following information has been posted by the member and is therefore NOT verified by the NEB. |
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O V E R V I E W
| Mr. D'Arruda, known as COACH PETE to his clients and radio show listeners, has over 19 years experience in the Financial Arena. He holds proudly his Registered Financial Consultant designation (RFC). He is fully licensed in Life & Health Insurance, Annuities, Medicare Supplements & Long Term Care Insurance.
He has hosted as well as appeared on several radio stations and shows throughout the USA.
His weekly radio show COACH PETE'S FINANCIAL SAFARI can be heard each Saturday on 990 AM WEEB Pinehurst NC, 1360 AM WCHL Chapel Hill, 640 AM WFNC Fayetteville, and many other North Carolina stations.
Author of 2 books, FINANCIAL SAFARI & FINE PRINT FIASCO.
Pete considers himself an expert in 401(K), 403(b), 457, 412(i), Roth and Regular IRA's. |
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E D U C A T I O N
| Graduate of the University of North Carolina-Chapel Hill .
Licensed Notary State of North Carolina .
Investment Advisor Representative (IAR) .
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A S S O C I A T I O N S
| Member of the National Association of Insurance and Financial Advisors (NAIFA) .
National Ethics Bureau reviewed. No complaints .
Advisory Services offered through Capital Financial Advisory Group, LLC, a Registered Investment Advisor. |
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R E F E R E N C E S
| He has hosted over 1,600 Financial Educational Workshops since 1992. |
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DISCLAIMER: All of the information in the “Profile Details” section of this profile has been posted by the member and is therefore NOT verified by the National Ethics Bureau (NEB). The NEB provides no guaranteed assurance or warranty of the ethical integrity
of its members. Always make financial decisions on the basis of your own due diligence. For additional details and/or any public disclosures regarding this member, please contact the appropriate regulatory agency (see www.ethicscheck.com/regcontact). NEB
is a member organization of background-checked financial professionals and is not affiliated with any state or federal government agency. NEB is not a financial designation, nor does it sell or endorse any financial products.
*For details on NEB membership standards and disqualifying violations, please call us at (800) 282-1831 or go to our website at: www.ethicscheck.com/standards. |
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