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Luke B. Xiong 

Member Status: APPROVED
Member Through: 11/15/2010

Luke B. Xiong has successfully passed the Ethics Check System, NEB’s annual seven-year background checks for membership-disqualifying criminal, civil, and business violations* and has agreed to maintain NEB membership standards.


EthicsCheck System™
Luke B. Xiong 
Fenton, MI  48430
(810) 714-9021

Criminal Background Check Accredited Designation Check
Professional License Check
 State Securities Administrators
In addition, the following regulatory agencies have been checked for NEB membership-disqualifying violations.*
Securities and Exchange Commission (SEC) State Departments of Real Estate
dot State Departments of Insurance dot National Association of Realtors (NAR)
Financial Industry Regulatory Authority (FINRA)
 State Association of Realtors (SAR)
State Securities Administrators
 State Mortgage License Regulators
State Boards of Accountancy    
PROFILE DETAILS
The following information has been posted by the member and is therefore NOT verified by the NEB.
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O V E R V I E W
Luke brings a wealth of knowledge, gained through over a decade of experience in the financial services industry. Luke is dedicated to coaching those who are planning to or already enjoying retirement to make honest decisions about their wealth.
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E D U C A T I O N
Certified Financial Planner (CFP), Certified Senior Advisor (CSA), Registered Investment Adviser (RIA), Bachelors degree (University of California, Davis)
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A S S O C I A T I O N S
National Ethics Bureau, Society of Certified Senior Advisors, AARP, Great Lakes Hmong Association
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R E F E R E N C E S
References available upon request.

DISCLAIMER: All of the information in the “Profile Details” section of this profile has been posted by the member and is therefore NOT verified by the National Ethics Bureau (NEB). The NEB provides no guaranteed assurance or warranty of the ethical integrity of its members. Always make financial decisions on the basis of your own due diligence. For additional details and/or any public disclosures regarding this member, please contact the appropriate regulatory agency (see www.ethicscheck.com/regcontact). NEB is a member organization of background-checked financial professionals and is not affiliated with any state or federal government agency. NEB is not a financial designation, nor does it sell or endorse any financial products.

*For details on NEB membership standards and disqualifying violations, please call us at (800) 282-1831 or go to our website at: www.ethicscheck.com/standards.