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Samuel L. Cione
Member Status: APPROVED
Member Through: 1/19/2011
Samuel L. Cione has successfully passed the Ethics Check System, NEB’s annual seven-year background checks for membership-disqualifying criminal, civil, and business violations* and has agreed to maintain NEB membership standards.
EthicsCheck System™
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Samuel L. Cione
Sarasota, FL 34237
(941) 955-2700
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Criminal Background Check |
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Accredited Designation Check |
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Professional License Check
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State Securities Administrators
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In addition, the following regulatory agencies have been checked for NEB membership-disqualifying violations.*
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Securities and Exchange Commission (SEC) |
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State Departments of Real Estate |
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State Departments of Insurance |
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National Association of Realtors (NAR) |
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Financial Industry Regulatory Authority (FINRA)
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State Association of Realtors (SAR)
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State Securities Administrators
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State Mortgage License Regulators
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State Boards of Accountancy |
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PROFILE DETAILS
The following information has been posted by the member and is therefore NOT verified by the NEB. |
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O V E R V I E W
| Samuel L. Cione is an established member of the Sarasota community and has steadily grown his registered investment advisory firm. With Sam's careful assessment of clients' financial goals and objectives he is able to help create tailor made Estate and Investment plans suitable for client needs. He also serves as a mentor to insurance agents throughout the Southeastern region of the United States. |
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E D U C A T I O N
| Sam is a Licensed Insurance Agent in the State of Florida. He received his education at Santa Monica College and the University of Long Beach in California. Sam is a Series 66 Registered Investment Advisor, and is an Ed Slott-trained IRA specialist. He also is a frequent speaker at local and state seminars on a variety of topics, including IRA management, long-term conservative growth, and wealth distribution among retirees. |
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A S S O C I A T I O N S
| Sarasota Chamber of Commerce, Accredited Member of the Better Business Bureau, Million Dollar Round Table - Top of the Table qualifier and National Association of Fixed Annuities |
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R E F E R E N C E S
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DISCLAIMER: All of the information in the “Profile Details” section of this profile has been posted by the member and is therefore NOT verified by the National Ethics Bureau (NEB). The NEB provides no guaranteed assurance or warranty of the ethical integrity
of its members. Always make financial decisions on the basis of your own due diligence. For additional details and/or any public disclosures regarding this member, please contact the appropriate regulatory agency (see www.ethicscheck.com/regcontact). NEB
is a member organization of background-checked financial professionals and is not affiliated with any state or federal government agency. NEB is not a financial designation, nor does it sell or endorse any financial products.
*For details on NEB membership standards and disqualifying violations, please call us at (800) 282-1831 or go to our website at: www.ethicscheck.com/standards. |
